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Mens Rea, Concurrence, and Causation

Mens Rea

  • The idea that a criminal intent (mens rea) has to accompany actus reus is fundamental to criminal liability.
  • Generally we tend to think that an action must be culpable to be punished.
  • As justice Holmes once remarked, "Even an dog distinguishes between being stumbled over and being kicked."
  • Mens rea is the most complex concept in criminal law.

Mens Rea Terminology

One reason that the mens rea concept is so complex is that courts and legislatures use varying and confusing terminology to describe it.

Purposely, designedly, knowingly, willfully, intentionally, with premeditation, etc.

Determining Mens Rea

  • Intent is invisible—confessions are the only direct evidence of mens rea.
  • Since defendants rarely confess their true intentions, proof of mens rea must be indirect evidence, that is, circumstantial evidence.
  • Action is the most common circumstantial evidence.

For example, most people don’t break into other peoples houses at night without the intent to steal something.

We can know indirectly what people intend by observing directly what they do.

Four Levels of Mens Rea

Legislatures and courts don’t use the same term to define mens rea—the US Criminal Code uses 79 separate words and phrases to define mens rea.

All of these terms, however, can be boiled down into four states of intent: general, specific, transferred, and constructive.

General Intent

  • Refers to crimes of criminal conduct.
  • Specifically, general intent refers to the intent to commit a criminal act.
  • Larceny: the intent to take away someone else’s property.

Specific Intent

Applies to crimes of cause and result.

So, in addition to the intent to commit the criminal act, specific intent includes the intent to cause a particular result, such as a homicide, which requires the intent to cause death.

Transferred Intent

  • Transferred Intent applies to cases in which actors intent to harm one victim but instead harm another.
  • Transferred intent is often called "bad aim intent" because it often involves one person being killed when another was the target.
  • Only the intent to cause similar harms transfers.
  • The intent to assault a person by throwing a rock at them does not transfer to breaking a window.

Constructive Intent

Refers to cases in which actors cause harms greater than they intended or expected.

Driving above the speed limit on an icy road and killing someone by losing control of the vehicle can establish the constructive intent to kill.

Four Levels of Culpability

The model penal code has established four levels of culpability, arranged from most to least blameworthy:

  1. Purpose
  2. Knowledge
  3. Recklessness
  4. Negligence

Purposely

MPC: "A person acts purposely with respect to a material element of an offence when:

"i. if the element involves the nature of his conduct or a result thereof, it is his conscious object to engage in conduct of that nature or to cause such a result."

Knowingly

A person acts knowingly when:

i. If the element involves the nature of his conduct…he is aware that his conduct is of that nature…and

ii. If the element involves a result of his conduct, he is aware that it is practically certain that his conduct will cause such a result.

Recklessly

A person acts recklessly with respect to a material element of an offense when he consciously disregards a substantial and unjustifiable risk that the material element exists or will result from his conduct.

Negligently

A person acts negligently with respect to a material element of an offense when he should be aware of a substantial and unjustifiable risk that the material element exists or will result from his conduct.

Purpose

Purpose in mens rea is roughly the same as the everyday saying "you did that on purpose."

The specific intent either to engage in crimes of criminal conduct or to act with the conscious object of causing a particular result in crimes of cause and result.

In murder, for example, the murderer’s "conscious object" is the victim’s death.

Knowledge

You cant intend to do harm without knowing it, but you can knowingly cause harm without intending it.

Example: A surgeon who removes the cancerous uterus of a pregnant woman knowingly kills the fetus in her womb; but killing the fetus is not the purpose (conscious object) of the removal.

Standards for Determining Purpose and Knowledge

Most jurisdictions apply a subjective standard to determine whether defendants intentionally or knowingly engaged in conduct or caused harmful results.

Some jurisdictions do use an objective standard.

Subjective: Asks what the defendant actually intended or knew.

Objective: Asks what a reasonable person would have intended or should have known.

Recklessness and Negligence

Reckless people consciously (knowingly) create risks of harm—they don’t intend to cause harm itself.

Recklessness deals with probabilities; purpose and knowledge deal with certainties.

Recklessness requires more than awareness of ordinary risks; it requires awareness of substantial and unjustifiable risks.

Tests of Recklessness

The American Law Institute has developed a two-pronged test in the Model Penal Code.

Prong 1: Were the defendants aware how substantial and unjustifiable the risks that they disregarded were?

Note that the risk most be both substantial and unjustifiable—a surgeon who performs a risky operation to save a person’s life is not unjustified.

Prong 2: Does defendants’ disregard of risk amount to so "gross a deviation from the standard" that a law-abiding person would observe in the situation?

This prong asks juries to determine if the risk was substantial and unjustifiable enough to merit criminal punishment.

  • This test has both a subjective and an objective component.
  • The first prong is subjective: it focuses on the defendant’s actual awareness.
  • The second prong is objective: it measures conduct according to how it deviates from what reasonable people do.

Negligence

Negligence is the creation of unconscious risk.

The test is entirely objective: the actor should have known about the risk but did not.

Strict Liability

Traditionally, criminal liability requires some degree of blameworthiness—culpability.

But in a large number of minor offenses, culpability is not required.

These are called strict liability offenses—criminal liability without mens rea.

Many argue that the potential for injustice is mitigated by the fact that such offenses are relatively minor, usually only resulting in fines.

Others argue that strict liability crimes are inherently unjust and violate a basic tenant of our legal system.

Concurrence

The idea that mens rea has to come before actus reus.

Burglary, for example, requires that the intent to steal set in motion the act of breaking and entering.

If you broke into a cabin in a blizzard to keep from freezing to death with the permission of park rangers, then decided to steal state property once inside, concurrence is not present.

Causation

  • The principle of causation applies only to crimes of cause and result.
  • The main examples include the various kinds and degrees of criminal homicide.
  • Determining whether conduct causes a specific result requires us to ask two questions:
  • Was the conduct the cause in fact of the harmful result? If so:
  • What the conduct the legal cause of the result?

Factual Causation

  • The defendant’s action set in motion a chain of events that ultimately led to the prohibited harm.
  • If it had not been for the defendant’s conduct, the harm would not have happened when it did.
  • Cause in fact is necessary but not sufficient to impose criminal liability.

Proximate Cause (legal cause)

  • This question asks "is it just to hold the defendant accountable for this harm, even if her conduct in fact caused the result?"
  • These problems come up when something in addition to the conduct of the actor brings about a result.
  • Ultimately the issue is one of responsibility, not causation.
  • This type of causation is determined on a case by case basis—there are no firm guidelines.
  • Supervening causes are causes that overtake the action of the defendant in responsibility for the result.
  • For example: Bob negligently drives his car on the sidewalk and strikes a pedestrian. The pedestrian is given a lethal dose of morphine by an intoxicated intern. The intern’s actions supervene those of Bob.

Grading Offenses

  • Often, grading offenses is based on the degree of culpability that we attach to an offense.
  • Premeditated murder is more serious that a "heat of passion" killing because of the element of calculation.

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